Mapeamento das principais atividades e práticas de gestão dos Technologycal Transfer Offices - TTOs: uma revisão sistemática da literatura
Mapping the main activities and management practices of Technology Transfer Offices (TTOs): a systematic literature review
Keywords:
Inovação, Technologycal Tranfer Offices, Modelo de gestão, Estrutura, Obstáculos.Abstract
Os escritórios de transferência de tecnologia (Technologycal Transfer Offices – TTOs) exercem um papel central tanto nos ecossistemas de inovação, quanto na hélice tríplice, pois possuem como atividade central a administração da propriedade intelectual desenvolvida nas universidades. Nesse sentido, surge a necessidade da compreensão das estruturas e dos modelos de gestão dos escritórios de transferência de tecnologia que possuem excelência em performance. Neste contexto, o presente estudo tem como objetivo geral identificar as principais atividades e práticas de gestão que contribuem para uma boa performance dos TTOs. Para tanto, foi realizada uma revisão sistemática da literatura que teve como fonte as bases de dados Web Of Science e Scopus. Os resultados apontam que os fatores que impactam no desempenho dos TTOs são amplos, sendo complexo estabelecer um conjunto de atividades e práticas que se encaixem nas diferentes instituições. Nesse sentido, alguns modelos de gestão são apresentados e tem como objetivo direcionar as instituições para que estas façam os ajustes inerentes à sua realidade e às suas necessidades.
References
BREZNITZ, S.M.; FELDMAN, M.P. The engaged university. Journal of Technology Transfer, v. 37, p. 139-157, 2012. Disponível em: https://doi.org/10.1007/s10961-010-9183-6. Acesso em: 12 nov. 2025.
CARVALHO, J. F. S.; OLIVEIRA, J. L. C.; GODINHO, C. S. A interdisciplinaridade como uma nova proposta para os estudos da ciência, tecnologia e inovação. Diálogos Interdisciplinares, v. 8, n. 3, 2019. Disponível em: https://www.researchgate.net/publication/334045398_A_INTERDISCIPLINARIDADE_COMO_UMA_NOVA_PROPOSTA_PARA_OS_ESTUDOS_DA_CIENCIA_TECNOLOGIA_E_INOVACAO_RESUMO. Acesso em: 13 nov. 2025.
CUNNINGHAM, J.; O'REILLY, P. Macro, meso and micro perspectives of technology transfer. The Journal of Technology Transfer, v. 43, 2018. Disponível em: file:///C:/Users/paula/Downloads/Macro_meso_and_micro_perspectives_of_technology_tr.pdf. Acesso em: 12 nov. 2025.
ETZKOWITZ, H. The evolution of the entrepreneurial university. International Journal of Technology and Globalisation, v. 1, p. 64-77, 2004. Disponível em: https://www.researchgate.net/profile/Merle-Jacob-2/publication/284157144_The_Future_of_Knowledge_Production_in_the_Academy/links/5954f9a5a6fdcc16978cba8f/The-Future-of-Knowledge-Production-in-the-Academy.pdf#page=56. Acesso em: 10 nov. 2025.
ETZKOWITZ, H.; WEBSTER, A.; GEBHARDT, C.; TERRA, B. R. C. The future of the university and the university of the future: evolution of ivory tower to entrepreneurial paradigm. Research Policy, v. 29, n. 2, p. 313-330, 2000. Disponível em: https://doi.org/10.1016/S0048-7333%2899%2900069-4. Acesso em: 08 nov. 2025.
ETZKOWITZ, H.; DE MELLO, J.M.C.; ALMEIDA, M. Towards “meta-innovation” in Brazil: The evolution of the incubator and the emergence of a triple helix. Research Policy, v. 34, p. 411-424, 2005. Disponível em: https://doi.org/10.1016/j.respol.2005.01.011. Acesso em: 13 nov. 2025.
GEM (Global Entrepreneurship Monitor). Diagnosing COVID-19: Impacts on Entrepreneurship. 2020. Disponível em: https://www.gemconsortium.org/reports/covid-impact-report. Acesso em: 12 nov. 2025.
GOOD, M.; KNOCKAERT, M.; SOPPE, B.; WRIGHT, M. The technology transfer ecosystem in academia: An organizational design perspective. Technovation, v. 82, p. 35-50, 2019. Disponível em: https://spiral.imperial.ac.uk/handle/10044/1/64151. Acesso em: 08 nov. 2025.
HÜLSBECK, M.; LEHMANN, E.; STARNECKER, A. Performance of technology transfer offices in Germany. The Journal of Technology Transfer, v. 38, p. 10.1007/s10961-011-9243-6, 2013. Disponível em: file:///C:/Users/paula/Downloads/10.1007_s10961-011-9243-6-1.pdf. Acesso em: 10 nov. 2025.
JACKSON, D. J. What is an innovation ecosystem. Arlington: National Science Foundation, 2011. Disponível em: https://erc-assoc.org/sites/default/files/download-files/DJackson_What-is-an-Innovation-Ecosystem.pdf. Acesso em: 10 nov. 2025.
JEFFERSON, D. J.; MAIDA, M.; FARKAS, A.; ALANDETE-SAEZ, M.; BENNETT, A. B. Technology transfer in the Americas: common and divergent practices among major research universities and public sector institutions. The Journal of Technology Transfer, v. 42, n. 6, p. 1307-1333, 2017. Disponível em: https://doi.org/10.1007/s10961-016-9516-1. Acesso em: 08 nov. 2025.
LIBERATI, A.; ALTMAN, D. G.; TETZLAFF, J.; MULROW, C.; GØTZSCHE, P. C.; IOANNIDIS, J. P. A.; MOHER, D. The PRISMA statement for reporting systematic reviews and meta-analyses of studies that evaluate health care interventions: explanation and elaboration. Annals of Internal Medicine, v. 151, p. W-65, 2009. Disponível em: https://doi.org/10.7326/0003-4819-151-4-200908180-00136. Acesso em: 03 jan. 2025.
MURRAY, F.; BUDDEN, P. A systematic MIT approach for assessing ‘innovation-driven entrepreneurship’ in ecosystems (iEcosystems). Working Paper, MIT Lab for Innovation Science and Policy, 2017. Disponível em: https://innovation.mit.edu/assets/BuddenMurray_Assessing-iEcosystems-Working-Paper_FINAL.pdf. Acesso em: 15 nov. 2025.
REYNOLDS, E. B.; UYGUN, Y. Strengthening advanced manufacturing innovation ecosystems: The case of Massachusetts. Technological Forecasting and Social Change, v. 136, p. 178-191, nov. 2018. Disponível em: http://dx.doi.org/10.1016/j.techfore.2017.06.003. Acesso em: 16 nov. 2025.
SANTOS, M. E. R. dos; TOLEDO, P. T. M. de; LOTUFO, R. A. (orgs.). Transferência de tecnologia: estratégias para a estruturação e gestão de núcleos de inovação tecnológica. Campinas, SP: Komedi, 2009. Disponível em: https://www.inova.unicamp.br/sites/default/files/documents/Livro%20Transferencia%20de%20tecnologia_0.pdf. Acesso em: 15 nov. 2025.
SECUNDO, G.; DE BEER, C.; SCHUTTE, C. S.; PASSIANTE, G. Mobilising intellectual capital to improve European universities’ competitiveness: The technology transfer offices’ role. Journal of Intellectual Capital, 2017. Disponível em: https://doi.org/10.1108/JIC-12-2016-0139. Acesso em: 15 nov. 2025.
SPIGEL, B. The relational organization of entrepreneurial ecosystems. Entrepreneurship Theory and Practice, v. 41, n. 1, p. 49-72, 2017. (https://doi.org/10.1111/etap.12167. Acesso em: 15 nov. 2025.
TOLEDO, P. T. M. D. A gestão da inovação em universidades: evolução, modelos e propostas para instituições brasileiras. Tese (Doutorado) – Universidade Estadual de Campinas, Campinas, SP, 2015. Disponível em: http://repositorio.unicamp.br/jspui/handle/REPOSIP/286580. Acesso em: 15 nov. 2025.
TOLEDO, P. T. M.; HOURCADE, V.; MAGALHÃES, A.; LOTUFO, R. A.; SALLES FILHO, S. L. M.; BONACELLI, M. B. Difusão de boas práticas de proteção e transferência de tecnologias no Brasil: a contribuição do Projeto InovaNIT. Anales del Seminario Latino-Iberoamericano de Gestión Tecnológica, v. 14, 2011. Disponível em: https://congreso.pucp.edu.pe/altec2011/docs/Anales%202011. Acesso em: 12 nov. 2025.
TRANFIELD, D.; DENYER, D.; SMART, P. Towards a methodology for developing evidence-informed management knowledge by means of systematic review. British Journal of Management, v. 14, p. 207-222, 2003. Disponível em: https://doi-org.ez368.periodicos.capes.gov.br/10.1111/1467-8551.00375. Acesso em: 03 jan. 2025.
WALLIMAN, N. Métodos de pesquisa. São Paulo: Saraiva, 2015. 192 p.
WALLNER, T.; MENRAD, M. Extending the Innovation Ecosystem Framework. Proceedings of the ISPM Conference, Hamburgo, Alemanha, 2011. Disponível em: https://www.researchgate.net/profile/Thomas-Wallner-3/publication/268006642_Extending_the_Innovation_Ecosystem_Framework/links/546f5d4f0cf2d67fc0310f6f/Extending-the-Innovation-Ecosystem-Framework.pdf. Acesso em: 15 nov. 2025.
XU, Z.; MAAS, G. Innovation and Entrepreneurial Ecosystems as Important Building Blocks. In: MAAS, G.; JONES, P. (Eds.). Transformational Entrepreneurship Practices. Cham, Switzerland: Springer International Publishing, 2019. Disponível em: https://doi.org/10.1007/978-3/030-11524-1_2. Acesso em: 12 nov. 2025.
ZHAO, Z.; BROSTRÖM, A.; CAI, J. Promoting academic engagement: university context and individual characteristics. Journal of Technology Transfer, v. 45, p. 304-337, 2020. https://doi-org.ez368.periodicos.capes.gov.br/10.1007/s10961-018-9680-6. Acesso em: 12 nov. 2025.
ŽMUIDZINAITĖ, R.; ŽALGEVIČIENĖ, S.; UŽIENĖ, L. Factors influencing the performance of technology transfer offices: the case of the European Consortium of Innovative Universities. Inžinerinė Ekonomika, v. 32, n. 3, p. 221-233, 2021. https://doi.org/10.5755/j01.ee.32.3.25785. Acesso em: 12 nov. 2025.
Published
Issue
Section
License
Definitions. The following terms shall be used as Agreement for this submission.
Notice: As part of the process for submission, the authors are obliged to verify the submission conformity in relation to all items listed in this requirement. The submissions which are not in accordance with the rules will be sending back to the authors.
1. It is stated that are the exclusive owners and holders of copyrights and content submitted to be published and in this sense agree with free of rights which get the first edition to the publisher and publication to the publishing house of Universidade Estadual do Centro-Oeste – Publishing UNICENTRO, by means of Capital Científico Journal with the work licensed at the same time under Creative Commons Attribution License, allowing the content sharing with the recognition of the authorship and initial publication of this Journal.
In this way, the author (authors) authorizes (they authorize) that Publishing UNICENTRO, through the Capital Científico Journal (Electronic-On Line or Printed) the publication of this content by printed and electronic, also for communication to the public, including the public exhibition, reproduction by any process, distribution, and others systems of display or exposure to public, by any ways, medias and supports.
2. It is declared that the responsibility by the originality of the work, and it is declared that its content was not published partially or in parts by a second journal, as well is not being considered for publication in another journal or publisher in any form of media. The authors are responsible by the information accuracy as well the data contained in the submitted content.
3. It is declared that in the text process of writing it was observed with accuracy the rules referred to citations and references to research sources used, according to the Brazilian law 9.610/ 1988 (law of Author’s rights) as well as it was observed the dispositions contained in the Committee and Ethic reference to the object researched.
4. It is declared that the authors rights was acquired reserved to the indirect owners when in the in the work there are remissions, translations, collections, inserted photos and images, which the property is not owned by the authors, as well as, authorizations with the direct owners or titular from registered, names of organizations or companies that are mentioned.
5. It is declared and that authors are obliged to indemnify UNICENTRO or its publishers, in the case of suffering any material or moral injury in consequence of the law or extra law acts promoted by third ones in reason of its publication departing from the published work.